Manager – Regulatory Sandbox

SECURITIES AND EXCHANGE COMMISSION

VACANCY ANNOUNCEMENT – (2 POSITIONS)

The Securities and Exchange Commission (SEC) is the statutory regulator of Zambia's capital markets established under the Securities Act No. 41 of 2016. The Commission is responsible for regulating, supervising and developing the capital markets in Zambia to promote fair, efficient and transparent markets, safeguard investor interests and foster economic growth.

The Commission invites suitably qualified, experienced and innovative Zambian nationals to apply for the following positions:

1.0 MANAGER – REGULATORY SANDBOX

Grade: SEC07

Job Purpose

To manage the supervision of Regulatory Sandbox participants in order to ascertain the suitability of proposed innovations for deployment in the capital markets.

Key Result Area

Principal Accountabilities

i. Supervisory Frameworks

Manage the development of admission and supervisory frameworks, methodologies and tools in order to guide the execution of supervisory activities.

ii. Regulatory Sandbox Admissions

Manage the processing and assessment of applications in order to facilitate admission of participants into the Regulatory Sandbox.

iii. Offsite and Onsite Reviews

Manage offsite and onsite reviews of Regulatory Sandbox participants in order to ensure compliance with agreed test plans and regulatory requirements.

iv. Performance Management

Manage the development of work plans and implementation of the Performance Management System in order to monitor, evaluate and enhance performance.

v. Management

Manage human, financial and other resources in order to facilitate attainment of unit objectives.

Required Competencies / Personal Qualities

• Supervisory skills
• Knowledge of capital markets and financial technologies
• Analytical skills
• Sound judgement and decision-making ability
• Interpersonal skills
• Computer literacy
• Integrity and confidentiality
• Initiative

Qualifications / Requirements

• Full Grade Twelve (12) School Certificate.
• Bachelor’s degree in finance or an equivalent qualification.
• All qualifications must be verified by the Zambia Qualifications Authority (ZAQA).

Minimum Relevant Work Experience

• At least six (6) years of relevant work experience.

APPLICATION PROCEDURE

Applications must be submitted online only through the link

How to Apply

Apply using the following link: https://www.seczambia.org.zm/resources/careers/